Customer
Notice

IMPORTANT INFORMATION ABOUT PROCEDURES FOR OPENING A NEW ACCOUNT
OR ESTABLISHING A NEW CUSTOMER RELATIONSHIP

R.W. Pressprich & Co. complies with U.S. statutory and regulatory requirements designed to combat money laundering and terrorist financing. To help the government fight the funding of terrorism and money laundering activities, The USA PATRIOT ACT requires all financial organizations to obtain, verify and record information that identifies each person or institution that opens an account. When you open an account, we will ask for the legal name of your company, address and other information that will allow us to identify you. We may also ask you to provide government issued documents, such as Articles of Incorporation, Tax-ID documents and other identifying documents. This information will be used to verify your identity. As appropriate, the Firm may, in its discretion, ask for additional documentation or information. If all required documentation or information is not provided, R.W. Pressprich & Co. may be unable to open an account or establish a relationship with you.